Download PDF Compliance Management for Public, Private, or Non-Profit Organizations
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Compliance Management for Public, Private, or Non-Profit Organizations
Download PDF Compliance Management for Public, Private, or Non-Profit Organizations
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From the Back Cover
Understand and mitigate compliance risk in any organization Compliance Management for Public, Private, and Nonprofit Companies is an expert guide that delivers the strategies and techniques needed to establish, manage, and improve the compliance function within any organization. Written by FINRA faculty member Michael Silverman, this hands-on resource offers valuable advice for identifying compliance risk and addressing complex ethical issues. It also provides best practices for using the board of directors, trustees, and senior management to promote compliance. From an operational standpoint, it covers such critical topics as: Establishing a compliance plan and program Implementing compliance-related technology Spearheading compliance education and training programs Developing effective compliance policies Operating a whistle-blowing program Managing internal control and assessment techniques Securing the appropriate staffing and budgeting requirements Assessing compliance effectiveness A wealth of case studies taken from both the author’s personal experience as well as the mainstream media brings to life the application of covered techniques in the real world.
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About the Author
Michael G. Silverman heads a consulting practice that helps organizations manage risk and compliance, corporate ethics, and corporate governance. He is also on the faculties of Columbia University's School of International and Public Affairs and at the Financial Industry Regulatory Authority, the largest non-governmental regulator for all securities firms doing business in the United States.
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Product details
Hardcover: 304 pages
Publisher: McGraw-Hill Education; 1 edition (April 8, 2008)
Language: English
ISBN-10: 9780071496407
ISBN-13: 978-0071496407
ASIN: 0071496408
Product Dimensions:
6.2 x 0.1 x 9.2 inches
Shipping Weight: 1.4 pounds (View shipping rates and policies)
Average Customer Review:
5.0 out of 5 stars
3 customer reviews
Amazon Best Sellers Rank:
#760,391 in Books (See Top 100 in Books)
Excellent condition. Better than expected.
This is a well written, tightly organized, reader friendly text on compliance. It will be useful to professionals and lay persons who want to initiate, participate in, evaluate, or simply understand compliance. The reader will find invaluable information whether she or he works for a corporation, sits on a non-profit board, or operates a small business. I agree with Mr. Silverman's stress on ethics. I highly recommend Compliance Management.
As the owner of a small physical therapy practice, I learned many valuable lessons from Mr. Silveman's text. His book distills the complex issues of compliance and makes them accessible to the novice as well as the experienced professional. After reading this book, I am looking more closely at my own business. I can see how to adopt more effective practices and decrease my risk exposure.
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